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STUDENT DUE PROCESS/HEARINGS | No. 6-27 | Rev. |
| Date 6-6-91 | |||
OLD VERSION
NOTE: EXCEPTIONS TO THE TIME DELINEATED DEADLINES CONTAINED HEREIN MAY BE
MADE BY THE CHAIR OF THE HEARING COMMITTEE UPON A SHOWING OF GOOD
CAUSE.
IN ADDITION, AT ANY STAGE OF THESE PROCEEDINGS, THE RESPONDENT AND
THE COMPLAINANT MAY GO BACK TO AN INFORMAL RESOLUTION PROCESS AND
SETTLE THE MATTER IN ACCORDANCE WITH THE PROCEDURES OUTLINED IN
POLICY NO. 6-26, Informal Resolution.
REFERENCE
PPM 9-20, Security at Weber State University Hearings
I. PREHEARING PROCEDURES.
A. Any person may file a charge with the chair of a hearing committee after
an attempt at informal resolution has been made or the matter has been
transferred to the formal hearing level, as described in Policy No. 6-26, Informal Resolution.
Within ten working days following receipt of a charge, a hearing
committee may make a nonbinding recommendation that an informal attempt
at resolution be initiated, if this meeting was not held previously.
Furthermore, the hearing committee may in its discretion decide not to
hold a hearing on the charge if it is determined to be frivolous,
without merit, based on purely personal grounds or on issues that are
beyond the jurisdictional boundaries established by university policy,
or if it is determined to be an abuse of the intent of due process. The
decision to dismiss the charge, together with reasons therefore, shall
be submitted in writing to both the complainant and the respondent. If
a decision is made to dismiss the charge, any appeal must be submitted
to the due process officer within ten working days following receipt of
the decision.
Within ten working days following receipt of a charge, the chair shall
inform the respondent in writing thereof. No adverse action or sanction
may be taken against a respondent until notification of the charge has
been given.
1. Written notice of the charge from the chair shall be delivered
personally, or sent by certified mail, return receipt requested, to
the respondent's last known address. Such notice shall contain the
following:
a. A concise statement of the charge, summarizing the facts, conduct, or circumstances alleged to constitute failure to comply with university policy. A copy of the applicable sections of the PPM shall be included with this notice.
b. A list of possible sanctions which may be imposed if the
allegations of noncompliance are sustained by the hearing
committee.
c. The time and place of the hearing and of the prehearing
conference.
d. The rights and responsibilities of the respondent and the
complainant in the hearing. This provision shall be deemed
satisfied if a copy of Policy No. 6-28, Rights of the Parties
in Hearings, is sent to the respondent and complainant along
with a copy of the charge.
e. The current membership of the hearing committee, together with
notification that both the complainant and the respondent have
the right to challenge the composition of the hearing
committee for cause.
2. A respondent who wishes to contest the charge shall, within ten
working days of receiving the charge, file a written answer to the
charge with the chair. Emergencies may be grounds for a reasonable
extension of the time within which an answer must be filed, but
such emergencies must be of a serious and compelling nature.
Failure to do so will result in the entry of the respondent's
default in the premises and appropriate action will be taken by the
committee. In extreme cases where the respondent is physically,
mentally, or legally unable to respond to the charges, the
respondent shall not be subject to sanctions on the basis of that
fact alone.
3. When a charge has been filed against a respondent and criminal or
civil charges on the same or closely-related acts are pending in a
court of law, the hearing proceedings under university policy may
be postponed at the discretion of the committee, after considering
the arguments of the parties and with the concurrence of legal
counsel.
4. The chair shall schedule the hearing for a time no later than
thirty working days from the time the charge was initially
received. An extension of time for hearing preparation may be
granted by the chair if requested by the respondent or complainant
for good cause.
B. At least ten working days prior to the date set for the hearing a prehearing conference will be held. The purpose of the prehearing conference is to facilitate and expedite the hearing process. The following individuals should be in attendance at the prehearing conference:
1. The chair of the hearing committee;
2. The respondent;
3. The complainant(s);
4. Advisors of the respondent and the complainant, if any;
5. If deemed appropriate by the chair, the due process officer and/or
the university legal counsel may also attend.
At the prehearing conference, the complainant and the respondent may
agree to waive hearing before the full committee and elect to have the
matter heard by the chair acting in the capacity of an individual
hearing officer.
The individuals in attendance at the prehearing conference shall decide
the parameters of and delineate the issues to be examined at the
hearing. At this prehearing conference the respondent and complainant
shall make available to each other and to the chair upon request, a list
of proposed witnesses to be called and the documentary evidence expected
to be introduced at the hearing. Nothing in this paragraph shall,
however, limit the parties involved from bringing additional evidence or
requesting additional witnesses during the hearing, subject to the
approval of the hearing committee.
At the prehearing conference each party may, with stated cause,
challenge the composition of the hearing committee. In the event that
member(s) of the hearing committee (other than the chair) are
challenged, the chair shall rule on the challenges. In the event that
the challenge is against the chair, the appropriate dean or vice
president shall rule on the challenge. Appointment for the replacement
member(s) shall be determined by the appropriate dean or vice president.
C. The prehearing conference may be continued or postponed upon good cause
shown by any of the participating parties.
II. HEARING COMMITTEE MEMBERSHIP.
The appointment of Hearing Committees for the jurisdictional issues
identified in Policy No. 6-24 Jurisdiction will be as follows:
A. Academic Issues - a hearing committee for each academic college will be
appointed by the appropriate dean. The composition of the five member
committee, two of whom must be students, will be faculty and students
from the respective college.
B. Administrative, Behavioral, Off-Campus Behavior, and Criminal
Activity/Civil Court Action Issues - a hearing committee will be
appointed by the appropriate vice president. The composition of the
five member hearing committee, two of whom must be students, will be
members of the university community and include students, faculty,
staff, and administration.
C. Student Grievances Against Faculty - grievances against faculty, other
than those involving academic issues, will be in accordance with PPM
Section IX Academic Freedom, Rights, Responsibilities, and Due Process.
D. Student Grievances Against Staff/Administration - a hearing committee
will be appointed by the appropriate vice president. The composition of
the five member hearing committee, two of whom must be students, will be
students, staff and administration.
III. HEARING PROCEDURES.
A. The function of the hearing is to allow the hearing committee to make an
informed judgment according to the evidence presented and the standards
of conduct contained in the PPM. The hearing committee serves as both
judge and jury. As jurors, they determine the nature, quality, and
weight of the evidence presented to them and react as they see fit to
the arguments they hear. As judges, they determine whether the evidence
is relevant, decide which institutional rules or regulations apply, how
they should be interpreted and used in the specific case before them,
and recommend appropriate sanctions or other disposition of the case.
B. Attendance at the hearing should, in addition to the hearing committee,
include those persons in attendance at the prehearing conference as
specified above. A substitute or representative for any of the
specified individuals may attend upon approval of the chair. A quorum
shall be constituted if at least three members of the committee are
present including at least one student. The committee may postpone the
hearing in the event it determines that the absence of one or more
individuals would jeopardize the fairness of the proceedings.
C. Hearings shall be open to the public unless the respondent or
complainant requests that it be declared a closed hearing and the chair
in consultation with legal counsel, determines that a closed hearing
would be appropriate under the circumstances.
D. In the event of disorder or disruption during a hearing, the chair may
take reasonable steps to insure order, including removal of any
offending person(s).
E. Relevant records and/or documentary evidence pertaining to the case
under review may be requested by either the chair or the parties.
Compliance with such a request is an obligation of employment of any
employee or officer of the university, except that self-incrimination
and disclosure of privileged or confidential communications or records,
as recognized either by law or published university regulations, are
exempt.
F. The hearing shall be conducted as expeditiously as possible in order to
produce a fair and reasonable judgment. The number and duration of
meetings required to reach a decision shall be at the discretion of the
committee.
G. Hearings shall be guided by the following considerations. Mere failure
to follow any of the guidelines, however, without a showing of
prejudice, shall not be construed as sufficient grounds for a charge of
procedural error.
1. The meeting shall be called to order by the chair. The chair shall:
a. Introduce all persons in attendance;
b. State whether or not it is an open or closed hearing;
c. Remind all participants in a closed hearing of the confidential nature of the proceedings;
d. State the charge being considered;
e. Describe how the meeting will be conducted;
f. Inform the parties of the right of the committee to meet in
closed session for deliberative proposes as needed;
g. Inform those in attendance that a record of the meeting is
being kept in both written and electronically-recorded form.
Written minutes shall be taken and transcribed by an
individual qualified to do so. (It is not necessary, however,
for this person to be a certified court reporter, nor is it
necessary for a verbatim record to be transcribed or
typewritten. A verbatim record is deemed to have been kept by
the electronic recording.)
2. The hearing will normally begin with a statement by the complainant
which specifies the grounds and general evidence upon which the
charge is based. Witnesses and other evidence supporting the
charge shall be presented at this time. The committee shall have
the right to question the complainant and the witnesses at the
completion of their testimony. The respondent shall also have this
right, subject to reasonable limitation by the chair. The chair
may at any time limit the scope, nature and duration of such
testimony or cross-examination when it is deemed inappropriate,
irrelevant, repetitious, disruptive, or otherwise of little use in
the proceedings.
3. Having heard the evidence supporting the charge, the chair shall
allow the respondent to make an opening statement and to present
evidence, testimony, or witnesses supporting the respondent's
position in the matter. The committee shall have the right to
question the respondent and the witnesses at the completion of
their testimony. The complainant shall also have this right,
subject to reasonable limitation by the chair. The chair may at
any time limit the nature, scope and duration of such testimony or
cross-examination when it is deemed inappropriate, irrelevant,
repetitious, disruptive, or otherwise of little use in the
proceedings.
4. In the foregoing procedures involving the introduction of evidence,
it is understood that each party, may have a advisor present at his
or her own expense. The advisor may be an attorney. This
proceeding, however, is not to be bound by formal trial procedures
or by rules of evidence established for the civil and criminal
courts, and the role of such individuals shall be advisory only and
not that of trial lawyers. Their actions shall be subject to
approval and limitation by the chair. The intent of this provision
is to insure that the respondent and the complainant are afforded
their right to representation while at the same time facilitating
the academic nature of the proceedings.
5. Either the respondent or the complainant may request the calling of
witnesses as provided for in the prehearing conference. The
committee may, however, in its sole discretion, limit the number of
witnesses called if it is determined that little useful or new
information will be provided by additional witnesses.
6. The committee may hear testimony in whatever form of presentation
it deems appropriate (e.g., verbal, written, response to
examination and cross-examination, etc.). The respondent and the
complainant shall, however, have the right to present a brief
summary or closing statement.
7. After hearing the testimony presented and determining that it has
sufficient evidence upon which to base a fair and reasonable
decision, the committee shall meet in closed session for the
purpose of deliberation and formulation of its decision. No
written or other verbatim transcript of this closed deliberative
session shall be kept. The deliberations at this point are in the
nature of a jury deliberation and are to be considered closed,
confidential, and private.
8. Throughout the hearing it is the responsibility of the chair to
insure that written minutes of the meeting are produced in a timely
and accurate manner. A copy of the minutes and/or the electronic
record shall be made available to the complainant, respondent, the
due process officer and/or members of the hearing committee upon
request; the least costly copy shall be provided without fee. The
disposition of the records of the hearing shall comply with the
provisions of the Utah Government Records, Access, and Management
Act, or other applicable law.
IV. FINDINGS AND REPORT OF THE HEARING.
A. A majority vote of those in attendance shall control the action of the
hearing committee. The chair shall be entitled to vote. All such
voting and deliberation leading to a vote shall be conducted in closed
session. When the committee has concluded its deliberations, it shall
prepare a written statement containing:
1. The decision,
2. The reasons for the decision, and
3. The sanction(s), if any.
Copies shall be given to the respondent, the complainant, and the due
process officer within ten working days of the hearing. A copy shall be
retained in the minutes of the hearing.
B. In the case of a tie vote, the recommendation shall be to dismiss the
charge.
C. The respondent or complainant may appeal to the due process officer on due process grounds as described in Policy No. 6-30, Appeals.